Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Jefferson Davis is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Carl has been in the financial industry since January 1999. Carl specializes in working with individuals, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses and charitable organizations. Carl holds licenses for securities (Series 7, Series 63, and SIE) and investment advisory (Series 65). Carl is a Director of D&E Capital Group, LLC, a Partner of Granite Makeover Little Rock, LLC and a Director of MOSAIC GROUP LLC. Carl is also the CEO of The Davis Group Wealth Management, a support company. Carl works out of the Little Rock, AR office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AR
02/18/2022 - Present
Raymond James Financial Services Advisors, Inc. (LITTLE ROCK AR)
AR
02/13/2013 - 11/01/2016
RAYMOND JAMES & ASSOCIATES, INC. (LITTLE ROCK AR)
AR
04/12/2001 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (LITTLE ROCK AR)
AL
11/08/2000 - 04/12/2001
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
AR
01/27/1999 - 11/03/2000
RANEY SECURITIES, INC. (LITTLE ROCK AR)
MO
04/14/1999 - 12/31/1999
EISNER SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 12/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/4/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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