Unclaimed
Carl Edwin Reichardt is a registered representative with Btig, LLC and has been in the industry since November 20, 2002. Carl has experience with Wells Fargo Securities, LLC, Wachovia Securities, LLC, Banc of America Securities LLC and Montgomery Securities. Carl is licensed in Series 63, SIE, Series 87, Series 86, and Series 7. Carl is licensed in 53 states and districts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/12/2016 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
07/01/2003 - 07/22/2011
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
MO
05/29/2003 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
11/29/2000 - 05/15/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
01/04/1994 - 01/14/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 07/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/16/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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