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Carl Edwin Reichardt

Btig, LLC

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About Carl Edwin Reichardt

Carl Edwin Reichardt is a registered representative with Btig, LLC and has been in the industry since November 20, 2002. Carl has experience with Wells Fargo Securities, LLC, Wachovia Securities, LLC, Banc of America Securities LLC and Montgomery Securities. Carl is licensed in Series 63, SIE, Series 87, Series 86, and Series 7. Carl is licensed in 53 states and districts.

Firm Information

Carl Reichardt is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carl Reichardt’s Registration & Firm History

CA

07/12/2016 - Present

Btig, LLC (SAN FRANCISCO CA)

CA

07/01/2003 - 07/22/2011

WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)

MO

05/29/2003 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

11/29/2000 - 05/15/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CA

01/04/1994 - 01/14/1997

MONTGOMERY SECURITIES (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 07/13/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2016

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/16/2016

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 11/28/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Carl Edwin Reichardt.
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