Unclaimed
Carl Edward Scarbrough is a financial advisor with MML Investors Services, LLC. Carl has been in the industry since June 2004. Carl is registered with the state of Texas and holds the Series 66, Series 7 and SIE licenses. Carl is also a Certified Financial Planner and a Chartered Financial Consultant. Carl has a long history of working with individuals, corporations, and pension plans. Carl's previous employers include MSI FINANCIAL SERVICES, INC., and METROPOLITAN LIFE INSURANCE COMPANY. Carl offers a variety of services to clients, including financial planning, asset allocation programs, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
03/25/2017 - Present
MML Investors Services, LLC (HOUSTON TX)
TX
06/28/2004 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
06/28/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (HOUSTON TX)
BOTH
Issued 07/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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