Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Edward Mueller is an active investment advisor representative with One Capital Management, LLC. Carl has over 29 years of experience in the industry. Carl is registered in Kansas. Carl has been associated with One Capital Management, LLC since May 2021. Previously, Carl was associated with Nations Financial Group, Inc. from May 2003 to May 2021, RBC DAIN RAUSCHER INC. from January 2000 to May 2003, U.S. BANCORP PIPER JAFFRAY INC. from June 1994 to January 2000 and Waddell & Reed, Inc. from June 1988 to June 1994. Carl has passed the Series 6, Series 7, Series 63, Series 65, and SIE exams. Carl holds a designation from SIE. Carl provides advisory services for individuals, businesses, investment companies, and pooled investment vehicles. Carl also provides financial planning and pension consulting services. Carl provides advisory consulting services to two Canadian registered ETFs and a Luxembourg SICAV.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisory consulting services, firm provides sub-adviser services to two canadian registered etf, and to a luxembourg sicav
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
12/07/2022 - Present
ONE Capital Management, LLC (WESTLAKE VILLAGE CA)
KS
05/08/2003 - 05/21/2021
NATIONS FINANCIAL GROUP, INC. (HIAWATHA KS)
NY
01/14/2000 - 05/29/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MN
06/16/1994 - 01/28/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
KS
06/30/1988 - 06/02/1994
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 08/31/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/29/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Carl Mueller is the right advisor for you? Invested Better is here to help.
