Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Byrnes is a financial professional with over two decades of experience in the industry. Carl is currently registered with Northland Securities, Inc. Carl has a diverse background in the financial services industry, having held previous positions with a variety of firms, including Lake Street Capital Markets, LLC and Pulse Trading, Inc. Carl is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals. Carl holds FINRA Series 7, 63, 86 and 87 licenses. Carl has been registered in Minnesota and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
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2
MN
07/25/2017 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
MN
05/01/2015 - 08/15/2016
LAKE STREET CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MA
03/26/2010 - 07/14/2011
PULSE TRADING, INC. (BOSTON MA)
MN
12/20/2006 - 08/20/2007
AGENCY TRADING GROUP, INC. (WAYZATA MN)
MN
06/09/2006 - 12/31/2006
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
NY
07/09/1998 - 12/03/2001
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
07/14/1997 - 05/01/1998
LEHMAN BROTHERS INC. (NEW YORK NY)
MN
02/10/1995 - 11/08/1996
WESSELS, ARNOLD & HENDERSON, L.L.C. (MINNEAPOLIS MN)
CA
06/25/1993 - 01/16/1995
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
CA
11/06/1992 - 04/16/1993
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 05/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/02/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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