Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl E. McClurg is a financial professional with over 13 years of experience in the financial services industry. Carl is a Registered Representative and Investment Advisor Representative. Carl is currently employed with Cambridge Investment Research Advisors, Inc. and has been since May of 2014. Prior to that, Carl was employed with Sammons Securities Company, LLC, and has experience in a variety of other roles, including being self-employed. Carl has a variety of licenses, including Series 6, 7, 63, and 65. Carl is a Registered Representative in 12 states and is licensed as an Investment Advisor Representative in Ohio. Carl holds a variety of specializations including, Retirement Planning, Investment Planning, Insurance & Annuities, College Savings Plans, Business Succession Planning, Estate Planning, and Asset Management. Carl is a member of several organizations including, the Society of Financial Awareness, the National Association of Insurance and Financial Advisors, and the Financial Planning Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
05/29/2014 - Present
Cambridge Investment Research Advisors, Inc. (Cincinnati OH)
OH
08/20/2013 - 05/29/2014
SAMMONS SECURITIES COMPANY, LLC (CINCINNATI OH)
BC
Issued 07/16/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/28/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carl McClurg is the right advisor for you? Invested Better is here to help.
