Unclaimed
Carl Evenstad is a securities professional with experience in the financial services industry since January 1, 2014. Carl is currently registered with Capital One Securities, Inc. and is located in New York, NY. Previously, Carl was associated with SunTrust Robinson Humphrey, Inc. in Atlanta, GA. Carl holds Series 7, 79 and 63 registrations. Carl is registered to sell securities in eleven states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/18/2017 - Present
Capital ONE Securities, Inc. (New York NY)
GA
03/13/2013 - 10/26/2016
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 06/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/12/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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