Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Dorsey Cornaglia is a financial advisor with over 20 years of experience in the industry. Carl is a registered representative with Kovack Advisors, Inc., a financial services firm headquartered in Fort Lauderdale, Florida. Carl holds the Series 6, 7, 63, and 65 licenses and the SIE certification. Prior to joining Kovack Advisors, Inc., Carl worked with SII INVESTMENTS, INC., Questor Capital Corporation, USALLIANZ SECURITIES, INC., Securities Service Network, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Carl is a dedicated professional who is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
01/12/2018 - Present
Kovack Advisors, Inc. (North Haven CT)
CT
06/11/2009 - 12/21/2017
SII INVESTMENTS, INC. (NORTH HAVEN CT)
CT
12/01/2006 - 07/10/2009
QUESTAR CAPITAL CORPORATION (WALLINGFORD CT)
CT
08/09/2004 - 12/01/2006
USALLIANZ SECURITIES, INC. (WALLINGFORD CT)
TN
11/19/2003 - 06/28/2004
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
MA
07/06/1998 - 09/15/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/06/1998 - 09/15/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/08/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/03/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Carl Cornaglia is the right advisor for you? Invested Better is here to help.
