Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Nguyen is an investment advisor representative with State Farm Investment Management Corp. Carl has been in the financial services industry since 2001. Carl has a Series 6 and Series 63 license, and is registered in Alabama, Florida, Georgia and Tennessee. Carl is also a Chartered Financial Consultant. In addition to working at State Farm Investment Management Corp., Carl owns and operates Carl Nguyen's Insurance Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
08/09/2023 - Present
State Farm Investment Management Corp. (Winter Park FL)
IL
05/02/2001 - 05/14/2003
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
BC
Issued 05/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carl Nguyen is the right advisor for you? Invested Better is here to help.
