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Carl Dillard Ward

Mutual OF Omaha Investor Services, Inc.

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About Carl Dillard Ward

Carl Dillard Ward is a financial advisor who has been in the industry since 1989. Carl is currently registered with Mutual of Omaha Investor Services, Inc. and previously worked with METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY. Carl's primary focus is on providing financial advice to individuals and high-net-worth individuals. Carl offers a wide range of financial planning and investment services, including portfolio management. Carl is licensed to provide investment advice in California.

Firm Information

Carl Ward is currently registered with Mutual OF Omaha Investor Services, Inc.. Mutual OF Omaha Investor Services, Inc. is a Corporation formed in September 1993, headquartered in Omaha, Nebraska. The firm offers financial planning and portfolio management for individuals and select client types such as high-net-worth individuals, corporations, charitable organizations, and pension plans. With over 700 licensed agents, investment advisor representatives, and registered representatives, the firm provides a wide range of services to its clients.
Mutual OF Omaha Investor Services, Inc.

3300 MUTUAL OF OMAHA PLAZA

OMAHA, NE 68175-1020

$15.50M

Assets Under Management

6,290

Total Clients

387

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Promoter fees and third party money manager fees

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Carl Ward’s Registration & Firm History

AZ

08/20/2012 - Present

Mutual OF Omaha Investor Services, Inc. (PHOENIX AZ)

CA

02/13/1989 - 07/27/2012

METLIFE SECURITIES INC. (WESTLAKE VILLAGE CA)

CA

02/13/1989 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (WESTLAKE VILLAGE CA)

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Licenses & Designations

IA

Issued 12/14/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Carl Dillard Ward. Review regulatory record here.
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