Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Dennis Hanks is a financial advisor with over 30 years of experience in the industry. Carl currently works with LPL Financial LLC. Carl provides a wide range of financial services to individuals, families, and businesses. Carl's previous experience includes working with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Fidelity Brokerage Services LLC. Carl holds Series 7, 31, and 63 securities licenses, and Series 65 investment advisor license. Carl is registered to provide financial services in 24 states. Carl offers financial planning, portfolio management, and other financial services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
01/09/2025 - Present
LPL Financial LLC (MORRISTOWN NJ)
NJ
06/01/2009 - 04/30/2018
MORGAN STANLEY (SHORT HILLS NJ)
NJ
01/23/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SHORT HILLS NJ)
NJ
04/10/2003 - 01/27/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
RI
11/24/1997 - 04/23/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NJ
01/14/1997 - 11/12/1997
SUMMIT EQUITIES, INC. (PARSIPPANY NJ)
MA
04/13/1995 - 11/21/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/13/1995 - 11/21/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
10/24/1994 - 11/18/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
03/23/1994 - 10/27/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/02/1993 - 03/28/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
10/30/1991 - 06/03/1993
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 07/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/28/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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