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Carl Dean Howard

PFS Investments Inc.

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About Carl Dean Howard

Carl Dean Howard is a financial professional with over 30 years of experience in the industry. Currently, Carl is a registered representative at PFS Investments Inc. in Opelika, Alabama. Previously, Carl has worked with C C F INVESTMENTS, INC., The Leaders Group, Inc., and PFS Investments Inc. Carl holds several licenses including the Series 6, SIE, Series 6TO, Series 26, and Series 63. Carl has extensive experience providing portfolio management for individuals and specializes in financial products such as variable contracts and investment company products.

Firm Information

Carl Howard is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carl Howard’s Registration & Firm History

AL

03/19/2021 - Present

PFS Investments Inc. (OPELIKA AL)

GA

01/05/2006 - 07/29/2009

C C F INVESTMENTS, INC. (BUFORD GA)

CO

11/14/2003 - 12/31/2005

THE LEADERS GROUP, INC. (LITTLETON CO)

GA

01/01/1988 - 05/02/2003

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 05/02/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 03/19/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/09/2020

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carl Dean Howard.
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