Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Isaac is a financial advisor with over 30 years of experience in the industry. Carl David Isaac is registered with LPL Enterprise, LLC, and has been with the firm since November 2024. Carl Isaac is also registered in Indiana, and has been active in the state since 1991. Carl Isaac provides financial planning, portfolio management, and consulting services. Carl David Isaac has a Series 6, Series 63, and Series 65 licenses. Carl Isaac also has experience with Lincoln Financial Securities Corporation, Mutual Service Corporation, and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
11/14/2024 - Present
LPL Enterprise, LLC (KOKOMO IN)
IN
01/15/1999 - 03/14/2023
LINCOLN FINANCIAL SECURITIES CORPORATION (KOKOMO IN)
MA
07/10/1992 - 12/31/1998
MUTUAL SERVICE CORPORATION (BOSTON MA)
NJ
10/05/1989 - 01/03/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/05/1989 - 01/03/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 01/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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