Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl David Hulse is a financial advisor with over 36 years of experience in the industry. Carl is currently registered with Cadaret, Grant & CO., Inc. Carl has been associated with the firm since December 2023. Prior to that, Carl was affiliated with Woodbury Financial Services, Inc. from October 2017 to December 2023. Carl holds Series 6, 7, 63, and 66 licenses and is also a Chartered Financial Consultant. Carl's specialties include financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/11/2023 - Present
Cadaret, Grant & CO., Inc. (Syracuse NY)
AZ
10/13/2017 - 12/13/2023
WOODBURY FINANCIAL SERVICES, INC. (GLENDALE AZ)
AZ
01/22/2009 - 10/13/2017
NATIONAL PLANNING CORPORATION (GLENDALE AZ)
AZ
10/31/2005 - 01/23/2009
SAGEPOINT FINANCIAL, INC. (GLENDALE AZ)
AZ
04/03/2003 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IN
06/08/2001 - 04/25/2003
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IA
04/27/1998 - 06/27/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IN
05/05/1995 - 04/20/1998
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
05/05/1995 - 04/20/1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
01/08/1987 - 05/05/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/13/1986 - 05/05/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 08/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/12/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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