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Carl Connolly

J.p. Morgan Securities LLC

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About Carl Connolly

Carl Connolly is a financial advisor with J.P. Morgan Securities LLC. Carl has been in the financial services industry since 2021. Carl is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 6TO, and SIE licenses. Carl is also registered in Ohio and California. Carl has experience in a wide range of financial products and services, including investment company products and variable contracts, and portfolio management. Carl is committed to helping clients achieve their financial goals.

Firm Information

Carl Connolly is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Carl Connolly’s Registration & Firm History

OH

01/14/2022 - Present

J.p. Morgan Securities LLC (CHAGRIN FALLS OH)

OH

05/04/2021 - 07/20/2021

J.P. MORGAN SECURITIES LLC (MENTOR OH)

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Licenses & Designations

BC

Issued 01/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/12/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carl Connolly.
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