Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Cherenfant is a registered representative with Cowen AND Co. with 23 years of experience in the financial services industry. Carl has passed the Series 63, Series 24, Series 10, Series 9, Series 4, Series 99TO, Series 57TO, SIE, Series 55, Series 7, and Series 6 exams. Carl is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/24/2020 - Present
Cowen AND Co. (NEW YORK NY)
NY
05/01/2019 - 07/21/2020
COWEN EXECUTION SERVICES LLC (NY NY)
NY
03/15/2017 - 04/16/2019
CANTOR FITZGERALD & CO. (New York NY)
NY
09/02/2009 - 03/21/2017
KCG AMERICAS LLC (New York NY)
NY
07/27/2007 - 10/17/2008
SWISS AMERICAN SECURITIES INC. (NEW YORK NY)
NY
10/17/2005 - 07/06/2007
ADP CLEARING & OUTSOURCING SERVICES, INC. (NEW YORK NY)
MA
10/20/2004 - 07/15/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
05/30/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
04/23/1999 - 08/23/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 04/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/11/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/26/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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