Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Charles Lanza has over 30 years of experience in the financial services industry. Carl is a Registered Representative and Investment Advisor Representative with Wells Fargo Advisors Financial Network, LLC. Carl has held previous roles with Raymond James Financial Services, Inc., LPL Financial LLC, Lincoln Financial Securities Corporation, Chase Investment Services Corp., Chemical Investment Services Corp., MetLife Securities Inc., Metropolitan Life Insurance Company, New England Securities, TGB Corporation and Cowen & Co. Carl holds Series 7, 24, 26, 63 and 65 licenses and is currently registered in 24 states. Carl specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/02/2023 - Present
Wells Fargo Advisors Financial Network, LLC (RIVIERA FL)
NY
05/21/2018 - 11/06/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Hauppage NY)
NY
07/22/2013 - 05/29/2018
LPL FINANCIAL LLC (HAUPPAUGE NY)
NY
04/09/2001 - 08/20/2013
LINCOLN FINANCIAL SECURITIES CORPORATION (HAUPPAUGE NY)
IL
09/18/1996 - 04/11/2001
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NA
02/15/1995 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
MA
04/14/1992 - 02/13/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/14/1992 - 02/13/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
02/13/1991 - 12/16/1991
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
05/22/1989 - 04/27/1990
TGB CORPORATION
NY
10/19/1988 - 10/27/1988
COWEN & CO. (NEW YORK NY)
IA
Issued 12/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/21/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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