Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Crowley is a financial advisor with over 28 years of experience in the financial services industry. Carl is currently registered with LPL Financial LLC and holds a variety of licenses and certifications including Series 6, 7, 9, 10, 31, 63, and 65. Carl has previously held positions with Boenning & Scattergood, Inc., UBS Financial Services Inc., Morgan Stanley DW Inc., Dean Witter Reynolds Inc., Marketing One Securities, Inc., and John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company. Carl has experience in providing a range of financial services including financial planning, portfolio management, and consulting. Carl is a FINRA Arbitrator and specializes in providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/01/2023 - Present
LPL Financial LLC (LINWOOD NJ)
NJ
03/31/2009 - 02/06/2023
BOENNING & SCATTERGOOD, INC. (Linwood NJ)
NJ
09/16/2005 - 04/15/2009
UBS FINANCIAL SERVICES INC. (NORTHFIELD NJ)
NY
05/31/2000 - 09/19/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/06/1995 - 05/09/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
OR
05/17/1995 - 11/15/1995
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
MA
05/25/1994 - 05/20/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
05/25/1994 - 05/20/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 02/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 01/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carl Crowley is the right advisor for you? Invested Better is here to help.
