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Carl Borres Montano

Transamerica Financial Advisors, Inc.

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About Carl Borres Montano

Carl Montano is a financial advisor who has been working in the financial services industry since May 18, 2003. Carl is currently registered as a representative of Transamerica Financial Advisors, Inc. and is based in Houston, Texas. Carl has a variety of licenses and registrations, including Series 6, 63, 65, and 26. Carl has experience with financial planning, investment management, and insurance.

Firm Information

Carl Montano is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carl Montano’s Registration & Firm History

TX

09/04/2018 - Present

Transamerica Financial Advisors, Inc. (HOUSTON TX)

TX

03/14/2008 - 04/11/2011

WORLD GROUP SECURITIES, INC. (HOUSTON TX)

GA

11/04/2003 - 08/24/2006

PFS INVESTMENTS INC. (DULUTH GA)

GA

04/01/1999 - 03/20/2003

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 08/24/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carl Borres Montano.
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