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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Dickson jr. is a financial advisor with over 27 years of experience in the industry. Carl is currently registered with LPL Financial LLC and holds Series 7, Series 63, and Series 65 licenses. Carl has worked for several other firms in the past including Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., UBS Financial Services Inc., Legg Mason Wood Walker, Incorporated, and First Union Capital Markets Corp. Carl is a registered representative in Kentucky, North Carolina, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
04/20/2017 - Present
LPL Financial LLC (HENRICO VA)
VA
10/05/2009 - 09/19/2013
AMERIPRISE FINANCIAL SERVICES, INC. (RICHMOND VA)
VA
04/28/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (RICHMOND VA)
VA
07/30/2004 - 05/13/2009
UBS FINANCIAL SERVICES INC. (RICHMOND VA)
MD
07/02/1999 - 08/04/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NC
07/21/1995 - 07/12/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 08/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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