Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Anthony Whittingham is a financial advisor with Osaic Wealth, Inc. Carl has over 10 years of experience in the financial services industry. Carl is licensed to sell securities in New Jersey. Carl specializes in a variety of areas including financial planning, portfolio management for individuals and businesses, and pension consulting. Carl has worked at several other firms in the past, including JPMorgan Distribution Services, Inc., Development Corporation for Israel, Lincoln Investment, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
10/04/2017 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NJ
06/06/2014 - 10/05/2017
JPMORGAN DISTRIBUTION SERVICES, INC. (JERSEY CITY NJ)
NY
07/02/2012 - 04/10/2013
DEVELOPMENT CORPORATION FOR ISRAEL (NEW YORK NY)
NJ
09/21/2010 - 05/14/2012
LINCOLN INVESTMENT (CRANFORD NJ)
NJ
05/16/2008 - 01/22/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYNE NJ)
NJ
04/19/2006 - 04/02/2008
EDWARD JONES (MONTCLAIR NJ)
BOTH
Issued 01/23/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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