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Carl Anthony Serra

Bailey & Co. Securities, LLC

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About Carl Anthony Serra

Carl Anthony Serra is a financial professional with over 13 years of experience in the industry. Carl has been associated with Bailey & Co. Securities, LLC since 6/17/2024 and currently holds a Series 27 license. Prior to joining Bailey & Co. Securities, LLC, Carl was employed by Full Court Capital Securities LLC, 3wire Advisory LLC, AGA Securities, LLC, Manning & Napier Investor Services, Inc., Encompass More Investments, LLC, Insurance Advisory Partners LLC, Joseph Eden Capital, LLC, Green Giraffe Securities, LLC, PGB Securities LLC, Flextrade LLC, BFC Capital LLC, Davinci Capital Management, Inc., Silverwood Partners, P G Boole, LLC, and Bloom Securities, LLC.

Firm Information

Carl Serra is currently registered with Bailey & Co. Securities, LLC. Bailey & Co. Securities, LLC is a Limited Liability Company formed in April 2019. The firm is registered with the SEC and in 18 states, including California, Colorado, Connecticut, Florida, Illinois, Kansas, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Dakota, Tennessee, Virginia, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carl Serra’s Registration & Firm History

TN

06/17/2024 - Present

Bailey & Co. Securities, LLC (BRENTWOOD TN)

NC

01/11/2019 - 05/01/2023

MORGAN CREEK CAPITAL DISTRIBUTORS, LLC (CHAPEL HILL NC)

TX

10/21/2022 - 04/17/2023

PARTNERS FINANCE (HOUSTON TX)

WY

08/28/2020 - 02/22/2022

WIND RIVER CAPITAL LLC (JACKSON WY)

NY

01/05/2021 - 08/27/2021

MONDEUM CAPITAL, LLC (SOUTHAMPTON NY)

FL

04/28/2020 - 05/04/2021

TUDOR SECURITIES, LLC (MIAMI FL)

NJ

02/05/2020 - 04/22/2021

GDM ADVISORY LLC (ROSELAND NJ)

FL

01/11/2019 - 06/29/2020

NORTH BRIDGE CAPITAL, LLC (VERO BEACH FL)

GA

02/20/2019 - 05/21/2020

MCA SECURITIES LLC (ATLANTA GA)

FL

02/02/2017 - 03/27/2017

INVESTACORP, INC. (MIAMI FL)

MA

07/29/2008 - 12/21/2016

INVESTORS CAPITAL CORP. (LYNNFIELD MA)

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Licenses & Designations

BC

Issued 07/28/2008

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carl Anthony Serra.
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