Unclaimed
Carl Anthony Serra is a financial professional with over 13 years of experience in the industry. Carl has been associated with Bailey & Co. Securities, LLC since 6/17/2024 and currently holds a Series 27 license. Prior to joining Bailey & Co. Securities, LLC, Carl was employed by Full Court Capital Securities LLC, 3wire Advisory LLC, AGA Securities, LLC, Manning & Napier Investor Services, Inc., Encompass More Investments, LLC, Insurance Advisory Partners LLC, Joseph Eden Capital, LLC, Green Giraffe Securities, LLC, PGB Securities LLC, Flextrade LLC, BFC Capital LLC, Davinci Capital Management, Inc., Silverwood Partners, P G Boole, LLC, and Bloom Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
06/17/2024 - Present
Bailey & Co. Securities, LLC (BRENTWOOD TN)
NC
01/11/2019 - 05/01/2023
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC (CHAPEL HILL NC)
TX
10/21/2022 - 04/17/2023
PARTNERS FINANCE (HOUSTON TX)
WY
08/28/2020 - 02/22/2022
WIND RIVER CAPITAL LLC (JACKSON WY)
NY
01/05/2021 - 08/27/2021
MONDEUM CAPITAL, LLC (SOUTHAMPTON NY)
FL
04/28/2020 - 05/04/2021
TUDOR SECURITIES, LLC (MIAMI FL)
NJ
02/05/2020 - 04/22/2021
GDM ADVISORY LLC (ROSELAND NJ)
FL
01/11/2019 - 06/29/2020
NORTH BRIDGE CAPITAL, LLC (VERO BEACH FL)
GA
02/20/2019 - 05/21/2020
MCA SECURITIES LLC (ATLANTA GA)
FL
02/02/2017 - 03/27/2017
INVESTACORP, INC. (MIAMI FL)
MA
07/29/2008 - 12/21/2016
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
BC
Issued 07/28/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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