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Carl Anthony frank Libert

Santander Securities LLC

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About Carl Anthony frank Libert

Carl Libert is a registered representative with Santander Securities LLC. Carl Libert's career in the securities industry began in 2001. Libert is licensed to provide investment advice in Arizona, California, Delaware, Florida, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, and Virginia. Libert holds the Series 6, Series 7, Series 63 and Series 65 securities licenses. Libert has 2 state exams, 3 product exams and 0 principal exams.

Firm Information

Carl Libert is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carl Libert’s Registration & Firm History

NJ

11/26/2013 - Present

Santander Securities LLC (Hopatcong NJ)

NJ

10/28/2009 - 09/19/2012

LPL FINANCIAL LLC (EAST HANOVER NJ)

NY

01/01/2005 - 08/15/2006

HSBC SECURITIES (USA) INC. (PORT WASHINGTON NY)

NY

06/16/2003 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

10/03/2002 - 05/07/2003

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

PA

04/05/2001 - 05/22/2002

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

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Licenses & Designations

IA

Issued 03/09/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/09/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2011

Series 7 - General Securities Representative Examination

BC

Issued 10/27/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Carl Anthony frank Libert. Review regulatory record here.
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