Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Anthony Forte is a registered representative with Kovack Securities Inc. based in Syracuse, New York. Carl has been in the financial services industry since June 23, 1986. Carl has held previous roles with CADARET, GRANT & CO., INC., AXA ADVISORS, LLC, and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Carl is a Series 6, 7, 22, 26, 63, and 65 licensed individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/03/2023 - Present
Kovack Securities Inc. (Syracuse NY)
NY
02/10/2003 - 03/07/2023
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
12/10/1986 - 03/24/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
06/24/1986 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 05/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/28/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/20/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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