Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Adkins is a financial advisor at Wells Fargo Clearing Services, LLC. Carl has been in the financial industry since 2008 and is registered with FINRA and the state of Ohio. Carl has experience working with a variety of clients, including individuals, businesses, and institutions. Carl specializes in providing financial planning, portfolio management, and investment consulting services. Carl is also a Certified Financial Planner. Carl's previous experience includes working at U.S. Bancorp Investments, Inc., Touchstone Securities, Inc., and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
03/30/2021 - Present
Wells Fargo Clearing Services, LLC (CINCINNATI OH)
OH
03/16/2018 - 08/08/2019
TOUCHSTONE SECURITIES, INC. (Cincinnati OH)
OH
06/18/2009 - 09/27/2016
U.S. BANCORP INVESTMENTS, INC. (CINCINNATI OH)
OH
10/18/2007 - 05/13/2009
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
BOTH
Issued 11/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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