Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Ritchlin is a financial advisor with LPL Financial LLC. Carl has been in the financial services industry since June 2006. Carl is registered in Texas, Florida, Kentucky, and California, and is licensed as a Registered Representative and Investment Advisor Representative. Carl has a Series 6, 7, 63 and 66 licenses and has completed the SIE exam. Carl is a financial officer at Neighborhood Credit Union and has provided financial services to a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Carl is also a registered financial officer at Neighborhood Credit Union.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/18/2020 - Present
LPL Financial LLC (DUNCANVILLE TX)
TX
06/12/2006 - 06/17/2009
CUNA BROKERAGE SERVICES, INC. (DUNCANVILLE TX)
BOTH
Issued 06/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/09/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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