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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Alfred Donatello is a financial advisor who has been in the industry since 1996. Carl is currently registered with UBS Financial Services Inc. in the states of Connecticut, Florida, Pennsylvania and Texas. Carl has previously worked with BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., CNB DISCOUNT BROKERAGE INCORPORATED and METROPOLITAN LIFE INSURANCE COMPANY. Carl holds Series 6, 7, 9, 10, 63 and 66 licenses and has been registered as an Investment Advisor Representative in the states of Connecticut, Florida and Pennsylvania. Carl has a strong track record of helping clients achieve their financial goals and is committed to providing personalized advice and guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
01/09/2017 - Present
UBS Financial Services Inc. (NEW HAVEN CT)
CT
10/20/2004 - 06/21/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (HARTFORD CT)
NY
04/05/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NA
02/07/1987 - 12/20/1989
CNB DISCOUNT BROKERAGE INCORPORATED
NA
06/02/1983 - 01/04/1985
METROPOLITAN LIFE INSURANCE COMPANY
BOTH
Issued 10/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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