Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Modecki is a financial advisor with First Citizens Investor Services, Inc., located in Raleigh, North Carolina. Carl has over 20 years of experience in the financial services industry, having previously worked with Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Morgan Stanley Smith Barney, Wells Fargo Advisors, LLC and Wachovia Securities, LLC. Carl holds the Series 6, 7, 24 and SIE licenses, and is registered in North Carolina, South Dakota and New Jersey. Carl is a trusted advisor to individuals, businesses and families. He specializes in financial planning, portfolio management and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/16/2023 - Present
First Citizens Investor Services, Inc. (Raleigh NC)
VA
03/06/2020 - 04/26/2022
WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)
DC
01/15/2013 - 08/12/2019
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
TX
01/10/2011 - 04/12/2011
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
TX
08/29/2007 - 12/23/2009
WELLS FARGO ADVISORS, LLC (DALLAS TX)
DC
02/04/2002 - 12/05/2005
WACHOVIA SECURITIES, LLC (WASHINGTON DC)
BC
Issued 11/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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