Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Hass is a financial advisor with First Trust Advisors LP. Carl has been in the financial services industry since 2007 and has a Series 66, Series 7, and SIE license. Carl has been registered with FINRA since 2016 and currently holds an active registration in both Illinois and Texas. Carl has experience working with individuals, investment companies, pooled investment vehicles, and businesses. Carl is an expert in portfolio management and has worked with clients to develop custom investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
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2
TX
11/04/2021 - Present
First Trust Advisors LP (AUSTIN TX)
IL
02/06/2007 - 05/31/2016
FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)
BOTH
Issued 02/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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