Unclaimed
Carl Aaron Durden is a financial advisor with over 18 years of experience in the financial services industry. Carl is registered with Voya Financial Advisors, Inc. and is currently licensed to provide financial advice in New York and Texas. Carl's previous experience includes working as a financial advisor at KESTRA INVESTMENT SERVICES, LLC and ING FINANCIAL ADVISERS, LLC. Carl is a Certified Financial Planner® professional, and holds the Series 7, Series 63 and Series 65 licenses. Carl has a strong focus on providing financial planning services to individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/31/2023 - Present
Voya Financial Advisors, Inc. (Sugar Land TX)
TX
11/09/2016 - 04/06/2023
KESTRA INVESTMENT SERVICES, LLC (Houston TX)
TX
01/03/2011 - 11/15/2016
VOYA FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
05/20/2005 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (HOUSTON TX)
MO
01/01/2005 - 03/10/2005
EDWARD JONES (ST. LOUIS MO)
IA
Issued 04/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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