Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carita? Claim Your ProfileCarita Denise Hairston is an investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Carita has been in the securities industry for 41 years and has a Series 7 and a SIE license. Carita is also registered in New York. Carita has previously been registered with PAINEWEBBER INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LEHMAN BROTHERS INC., BECKER PARIBAS INCORPORATED, SHEARSON LEHMAN/AMERICAN EXPRESS INC., and LEHMAN BROTHERS KUHN LOEB INCORPORATED. Carita's current employer, Merrill Lynch, Pierce, Fenner & Smith Inc., manages approximately $1.27 trillion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/11/1997 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
06/27/1995 - 10/14/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/19/1994 - 06/09/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/16/1986 - 12/16/1994
LEHMAN BROTHERS INC.
NY
06/26/1984 - 12/16/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/02/1984 - 10/18/1984
BECKER PARIBAS INCORPORATED
NA
09/25/1981 - 09/04/1984
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
NA
09/25/1981 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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