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Carissa Lynn Miller

Nationwide Investment Services Corp.

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About Carissa Lynn Miller

Carissa Lynn Miller is a financial advisor at Nationwide Investment Services Corp. Carissa has been working in the financial services industry since 2004 and has a strong track record of success. Carissa is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 7, Series 6, and Series 63. Carissa is committed to providing her clients with personalized financial advice and guidance. Carissa is also registered to provide services in Delaware, District of Columbia, Maryland, North Carolina, Pennsylvania, Virginia, and West Virginia. Carissa is a valuable asset to her clients and to Nationwide Investment Services Corp.

Firm Information

Carissa Miller is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carissa Miller’s Registration & Firm History

OH

02/08/2022 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

CO

12/08/2014 - 01/06/2022

TRANSAMERICA CAPITAL, INC. (DENVER CO)

CO

03/25/2004 - 11/26/2014

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

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Licenses & Designations

BC

Issued 11/21/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2013

Series 7 - General Securities Representative Examination

BC

Issued 03/24/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carissa Lynn Miller.
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