Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carissa? Claim Your ProfileCarissa Lynae Stein is a financial professional who holds a Series 6 and Series 63 license, as well as the SIE exam. Carissa Lynae Stein is registered in the state of Pennsylvania and is currently affiliated with Prudential Investment Management Services LLC. Carissa Lynae Stein has been in the industry since 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/02/2023 - Present
Prudential Investment Management Services LLC (Fort Washington PA)
CT
12/03/2014 - 08/06/2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Shelton CT)
BC
Issued 01/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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