linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Carissa Daughtry

Cetera Advisors LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Carissa? Claim Your Profile

About Carissa Daughtry

Carissa Daughtry is a financial professional with over 7 years of experience in the industry. Carissa is currently registered with Cetera Advisors LLC and Cetera Advisor Networks LLC in California. Prior to joining these firms, Carissa has held positions at CADARET, GRANT & CO., INC., CUSO FINANCIAL SERVICES, L.P., NEXT FINANCIAL GROUP, INC., SCF SECURITIES, INC., SORRENTO PACIFIC FINANCIAL, LLC, WESTERN INTERNATIONAL SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., and CHARLES SCHWAB & CO., INC.

Firm Information

Carissa Daughtry is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Carissa Daughtry’s Registration & Firm History

CA

05/30/2024 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

NY

02/15/2022 - 04/11/2024

CADARET, GRANT & CO., INC. (SYRACUSE NY)

CA

02/15/2022 - 04/11/2024

CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)

TX

02/15/2022 - 04/11/2024

NEXT FINANCIAL GROUP, INC. (HOUSTON TX)

CA

02/15/2022 - 04/11/2024

SCF SECURITIES, INC. (SAN DIEGO CA)

CA

02/15/2022 - 04/11/2024

SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)

CA

02/15/2022 - 04/11/2024

WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)

IA

04/25/2019 - 06/04/2021

VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)

AZ

06/30/2017 - 03/19/2018

CHARLES SCHWAB & CO., INC. (PHOENIX AZ)

AZ

10/28/2015 - 04/19/2017

CHARLES SCHWAB & CO., INC. (PHOENIX AZ)

Not sure if Carissa Daughtry is right for you?

Licenses & Designations

BC

Issued 03/04/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/16/2019

Series 24 - General Securities Principal Examination

BC

Issued 11/30/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/19/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Carissa Daughtry. Review regulatory record here.
Not sure if Carissa Daughtry is right for you?