Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carina? Claim Your ProfileCarina Rattray is a financial professional registered in California. Carina has been in the industry since October 2020 and holds the Series 7TO, Series 63, and SIE licenses. Carina is currently employed at Ares Management Capital Markets LLC, a firm headquartered in Los Angeles, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/19/2020 - Present
Ares Management Capital Markets LLC (LOS ANGELES CA)
BC
Issued 12/05/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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