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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carina? Claim Your ProfileCarina Porterfield is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., and has over 16 years of experience in the financial services industry. Carina is a registered representative with the state of California and Texas, and has a Series 7 and Series 66 license. Carina is committed to providing personalized financial advice to individuals, families, and businesses. Carina's areas of expertise include portfolio management, financial planning, and retirement planning. Carina works with a variety of clients, including high-net-worth individuals, families, businesses, and institutions. Carina is dedicated to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/06/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
04/25/2013 - 08/09/2019
MORGAN STANLEY (LA JOLLA CA)
CA
08/06/2009 - 04/22/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LA JOLLA CA)
CA
04/05/2007 - 08/03/2009
UBS FINANCIAL SERVICES INC. (LA JOLLA CA)
WA
04/29/2003 - 02/01/2007
RBC DAIN RAUSCHER INC. (GIG HARBOR WA)
BOTH
Issued 7/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/2/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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