Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carina? Claim Your ProfileCarina Alt is a financial advisor who has been working in the industry since October 2002. Carina is currently registered with LPL Financial LLC and has been with the firm since October 2011. Carina has a wide range of experience, having previously worked with UVEST Financial Services Group, Inc., Vision Investment Services, Inc., Associated Investment Services, Inc., and Primevest Financial Services, Inc. Carina holds a variety of licenses and certifications, including Series 6, 7, 63 and 66. Carina is also registered as an investment advisor in Wisconsin and Texas. Carina specializes in providing financial planning, portfolio management, and consulting services to individuals, families, and businesses. Carina is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
10/11/2011 - Present
LPL Financial LLC (SUN PRAIRIE WI)
WI
07/25/2007 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (MADISON WI)
WI
06/14/2006 - 07/24/2007
VISION INVESTMENT SERVICES, INC. (MADISON WI)
WI
02/02/2005 - 06/07/2006
ASSOCIATED INVESTMENT SERVICES, INC. (GREEN BAY WI)
MN
10/16/2002 - 02/02/2005
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
BOTH
Issued 02/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/15/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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