Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carin? Claim Your ProfileCarin Desimone is a financial advisor with Edelman Financial Engines. Carin has over 20 years of experience in the financial services industry. Carin holds the Series 7, Series 6, Series 63, Series 65, Series 24 and Series 26 licenses. Carin previously worked at TIAA-CREF Individual & Institutional Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America Investment Services, Inc., Wachovia Securities, LLC and First Union Brokerage Services, Inc. Carin is licensed to provide investment advice in Florida. Carin specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
FORT MEYERS, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
FL
01/28/2021 - Present
Edelman Financial Engines (FORT MEYERS FL)
NJ
05/12/2015 - 04/16/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PRINCETON NJ)
NJ
10/23/2009 - 05/08/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
08/03/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PRINCETON NJ)
PA
10/01/2000 - 06/28/2007
WACHOVIA SECURITIES, LLC (PLYMOUTH MEETING PA)
NC
02/18/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 6/24/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/26/2024
Series 24 - General Securities Principal Examination
BC
Issued 9/10/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 2/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2008
Series 7 - General Securities Representative Examination
BC
Issued 2/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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