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Carin Beebe Dixon

Purshe Kaplan Sterling Investments

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About Carin Beebe Dixon

Carin Dixon is a financial advisor with Purshe Kaplan Sterling Investments, a firm that offers a range of investment services and solutions. Carin has been in the industry for over a year and is registered with FINRA as well as the state of Georgia. Carin is a Series 63, Series 6TO and SIE licensed professional. She is a dedicated financial professional, committed to helping clients achieve their financial goals.

Firm Information

Carin Dixon is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carin Dixon’s Registration & Firm History

NY

08/16/2024 - Present

Purshe Kaplan Sterling Investments (ALBANY NY)

GA

12/17/2022 - 08/16/2024

LPL FINANCIAL LLC (ROSWELL GA)

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Licenses & Designations

BC

Issued 11/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/01/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carin Beebe Dixon.
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