Unclaimed
Carin Dixon is a financial advisor with Purshe Kaplan Sterling Investments, a firm that offers a range of investment services and solutions. Carin has been in the industry for over a year and is registered with FINRA as well as the state of Georgia. Carin is a Series 63, Series 6TO and SIE licensed professional. She is a dedicated financial professional, committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/16/2024 - Present
Purshe Kaplan Sterling Investments (ALBANY NY)
GA
12/17/2022 - 08/16/2024
LPL FINANCIAL LLC (ROSWELL GA)
BC
Issued 11/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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