Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carie? Claim Your ProfileCarie Marie Phelps Estrada is a financial advisor with LPL Financial LLC in San Diego, California. Carie has been in the financial services industry since 2000. Prior to joining LPL Financial LLC, Carie worked for WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, SECURITIES EQUITY GROUP, and SECURITIES SERVICE NETWORK, INC.. Carie is a registered investment advisor in California and Texas. Carie holds the Series 7, Series 24, Series 63, and Series 65 licenses. Carie specializes in providing financial planning, portfolio management, and consulting services to individuals, businesses, and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/30/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
01/03/2011 - 10/20/2011
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
CA
10/13/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN DIEGO CA)
CA
01/23/2002 - 10/11/2006
SECURITIES EQUITY GROUP (LA MESA CA)
TN
07/28/2000 - 03/15/2002
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
IA
Issued 07/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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