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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carie? Claim Your ProfileCarie Marie Heckler is a financial advisor with Lion Street Advisors, LLC, based in Austin, TX. Carie has been in the financial industry since March 2004, with experience at various firms, including LPL Financial LLC, WFG Investments, Inc., and AXA Advisors, LLC. Carie holds a variety of licenses and certifications, including Series 66, Series 14, Series 53, Series 24, SIE, and Series 7. Carie is registered in 51 states and 3 jurisdictions as an Investment Advisor Representative. Carie is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
08/12/2013 - Present
Lion Street Advisors, LLC (AUSTIN TX)
WI
03/23/2012 - 12/07/2012
LPL FINANCIAL LLC (WAUPACA WI)
TX
11/10/2009 - 12/31/2011
WFG INVESTMENTS, INC. (DALLAS TX)
TX
07/24/2002 - 02/23/2009
AXA ADVISORS, LLC (DALLAS TX)
BOTH
Issued 09/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/09/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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