Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carie? Claim Your ProfileCarie Schwalbach is a financial professional with over 20 years of experience in the industry. Carie is currently registered with Fidelity Brokerage Services LLC, where she has been employed since May 2013. Before joining Fidelity Brokerage Services LLC, Carie worked for Fidelity Investments Institutional Services Company, Inc. from 1997 to 2005. Carie holds a Series 6, 7, and 63 license and has passed the SIE exam. Carie is registered to offer investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
05/09/2013 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
RI
01/01/1997 - 10/21/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 08/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Carie Schwalbach is the right advisor for you? Invested Better is here to help.
