Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caridad? Claim Your ProfileCaridad Reyes O'Keeffe is a financial professional who has been in the industry since June 24, 2013. Caridad is currently registered with Fidelity Brokerage Services LLC, National Financial Services LLC and Fidelity Distributors Co. LLC. Caridad has a Series 7, Series 63, Series 24 and SIE licenses and is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
12/24/2014 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
MA
06/25/2013 - 05/18/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (BOSTON MA)
BC
Issued 10/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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