Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carianne? Claim Your ProfileCarianne Elizabeth Straus is a financial professional with over 17 years of experience in the financial services industry. Carianne is currently registered as a Registered Representative (RR) and Investment Advisor Representative (IAR) with Osaic FA, Inc. in Cincinnati, Ohio. Prior to joining Osaic FA, Inc., Carianne was also a Registered Representative with THE O.N. EQUITY SALES COMPANY and Woodbury Financial Services, Inc. Carianne holds several securities licenses, including Series 6, 7, 63, and 65. Carianne specializes in providing a wide range of financial services, including portfolio management for businesses and individuals, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/10/2022 - Present
Osaic FA, Inc. (CINCINNATI OH)
OH
08/11/2005 - 04/03/2006
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
MN
06/03/2005 - 08/15/2005
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
IA
Issued 11/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/02/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carianne Straus is the right advisor for you? Invested Better is here to help.
