Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cari? Claim Your ProfileCari Ann Schulz is a financial advisor with over 30 years of experience in the industry. Cari Ann Schulz works at LaSalle St. Investment Advisors, LLC. Cari Ann Schulz is a registered representative and investment advisor representative in Arizona, Florida, New York, North Carolina, and Texas. Cari Ann Schulz specializes in providing financial planning and portfolio management services for individuals and retirement plans. Cari Ann Schulz also holds the Series 31, Series 7, Series 66, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
01/27/2023 - Present
Lasalle ST. Investment Advisors, LLC (Litchfield Park AZ)
TX
10/13/2014 - 02/07/2023
UBS FINANCIAL SERVICES INC. (FT. WORTH TX)
TX
06/01/2009 - 10/20/2014
MORGAN STANLEY (FT. WORTH TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FT. WORTH TX)
TX
05/27/2005 - 04/02/2007
MORGAN STANLEY DW INC. (FT. WORTH TX)
TX
09/18/2002 - 06/03/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
RI
09/03/1999 - 09/06/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
TX
11/20/1995 - 09/01/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NC
02/03/1993 - 08/14/1995
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MO
07/16/1992 - 12/18/1992
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
04/03/1992 - 07/27/1992
J. W. GANT & ASSOCIATES, INC.
BOTH
Issued 11/13/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/20/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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