Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carey? Claim Your ProfileCarey White is a financial advisor with UBS Financial Services Inc., a leading global wealth management firm. Carey is a highly experienced financial advisor with over 20 years of experience in the industry. Carey has a strong track record of providing comprehensive financial advice to individuals and families. Carey specializes in developing personalized financial plans, including investment management, retirement planning, and estate planning. Carey holds Series 7, 9, 10, 31, 66 and SIE licenses and is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
06/14/2023 - Present
UBS Financial Services Inc. (WASHINGTON DC)
DC
01/15/2014 - 08/04/2014
UBS FINANCIAL SERVICES INC. (WASHINGTON DC)
DC
06/01/2009 - 02/26/2014
MORGAN STANLEY (WASHINGTON DC)
MD
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ANNAPOLIS MD)
MD
02/27/2006 - 04/02/2007
MORGAN STANLEY DW INC. (ANNAPOLIS MD)
NY
10/22/2001 - 09/14/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/11/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Carey White is the right advisor for you? Invested Better is here to help.
