Unclaimed
Carey Pack is a financial professional with over 25 years of experience in the securities industry. Carey is currently registered with Lucid Capital Markets, LLC. Carey has held previous positions with Sutter Securities Incorporated, Sutter Securities Clearing, LLC, Clear Street, LLC, Summit Securities Group, LLC, Esposito Securities, LLC, Convergex Execution Solutions LLC, Salomon Smith Barney Inc., and Salomon Brothers Inc. Carey holds Series 7, Series 24, Series 57TO, and Series 63 licenses. Carey is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/24/2022 - Present
Lucid Capital Markets, LLC (New York NY)
CA
10/16/2019 - 06/07/2022
SUTTER SECURITIES INCORPORATED (IRVINE CA)
CA
02/27/2019 - 11/21/2019
SUTTER SECURITIES CLEARING, LLC (IRVINE CA)
NY
04/18/2018 - 02/14/2019
CLEAR STREET, LLC (New York NY)
NY
03/17/2017 - 05/03/2018
SUMMIT SECURITIES GROUP, LLC (NEW YORK NY)
TX
09/24/2014 - 09/29/2015
ESPOSITO SECURITIES, LLC (DALLAS TX)
NY
10/13/1999 - 06/07/2013
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
11/28/1997 - 03/16/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/19/1994 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 07/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/1996
Series 24 - General Securities Principal Examination
BC
Issued 02/26/2024
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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