Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carey? Claim Your ProfileCarey Muluhya Muloma is a financial advisor with Schwab Wealth Advisory, Inc. Carey is registered with FINRA and the state of Indiana. Carey has been in the financial industry since 2009 and has experience working for OptionsXpress, Inc. and AXA Advisors, LLC. Carey has obtained numerous licenses and certifications, including the Series 3, 4, 7, 9, 10, and 66. In addition to being registered with Schwab Wealth Advisory, Inc., Carey is also registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
IN
01/04/2022 - Present
Schwab Wealth Advisory, Inc. (INDIANAPOLIS IN)
IN
03/10/2016 - 11/10/2017
OPTIONSXPRESS, INC. (INDIANAPOLIS IN)
IN
03/11/2009 - 08/17/2009
AXA ADVISORS, LLC (INDIANAPOLIS IN)
BOTH
Issued 03/25/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/2016
Series 4 - Registered Options Principal Examination
BC
Issued 02/20/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2015
Series 3 - National Commodity Futures Examination
BC
Issued 03/10/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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