Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carey? Claim Your ProfileCarey Marie Joseph has been in the financial industry since November 10, 2013, and is currently registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. Carey Marie Joseph is licensed in 53 states and holds Series 7, 9, 10, 63, 66, 99TO and SIE licenses. In addition to being a registered representative, Carey Marie Joseph is also a registered investment advisor. Carey Marie Joseph offers a variety of financial services including financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/01/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
CO
12/23/2014 - 07/31/2020
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
PA
04/19/2002 - 06/23/2003
PNC CAPITAL MARKETS, INC. (PITTSBURGH PA)
BOTH
Issued 05/29/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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