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Carey M Fortnam

Bluerock Capital Markets LLC

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About Carey M Fortnam

Carey Fortnam is a registered representative and investment advisor representative with Bluerock Capital Markets LLC in Newport Beach, CA. Carey has been in the financial services industry since November 26, 2004. Carey has previously worked at AllianceBernstein Investments, Inc., Sanford C. Bernstein & Co., LLC, Columbia Management Investment Distributors, Inc., and Pruco Securities, LLC. Carey holds FINRA Series 7, 6, 63, and 65 licenses.

Firm Information

Carey Fortnam is currently registered with Bluerock Capital Markets LLC. Bluerock Capital Markets LLC is a Limited Liability Company formed in August 2005. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as in Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carey Fortnam’s Registration & Firm History

CA

05/01/2023 - Present

Bluerock Capital Markets LLC (Newport Beach CA)

NY

09/26/2013 - 05/03/2023

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)

FL

10/17/2022 - 12/16/2022

SANFORD C. BERNSTEIN & CO., LLC (MIAMI FL)

MA

05/01/2010 - 08/22/2013

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

09/17/2007 - 05/01/2010

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

NY

07/29/2005 - 09/18/2007

BANC OF AMERICA INVESTMENT SERVICES, INC. (ROCHESTER NY)

NJ

01/10/2005 - 06/09/2005

PRUCO SECURITIES, LLC. (NEWARK NJ)

VT

08/30/2004 - 01/04/2005

EQUITY SERVICES, INC. (MONTPELIER VT)

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Licenses & Designations

IA

Issued 02/09/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/15/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2005

Series 7 - General Securities Representative Examination

BC

Issued 08/28/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carey M Fortnam.
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